Advanced Equities Wealth Management

Nothing in these materials shall be construed as offering or disseminating specific financial planning, retirement, estate, asset protection, investment, tax, or legal advice to any individual without the benefit of direct and specific consultation with a Greenbook advisor or any affiliate of Greenbook. No part of the information contained in or from any part of this material may be reproduced, copied, or transmitted in any form or by any means, electronic or mechanical, including recording, photocopying, or by any information storage retrieval system, without prior written permission from Greenbook or its affiliates. Greenbook and its affiliates provide written financial plans, pension plan design and administration, engage in the sale of insurance, provide investment management for a fee and offers other financial services. If you are in a state where Greenbook is not licensed to provide any part of these services, the information in this handout is not intended to make any offer to provide such services. This material does not create a client - planning relationship, and any such relationship is governed by applicable Greenbook retainer and other applicable agreements as may be executed by and between Greenbook, its affiliates and its clients.

In addition to Greenbook providing all or some of the above services, Greenbook also uses third parties to provide certain of its services, and is not liable for the accuracy of the information provided in connection with third party work product, plans or analysis, and the information provided therein is governed by disclosures by those parties applicable to the service provided. With respect to the provision of written financial plans, the plans are governed by the disclosure contained therein; rely on the information provided by a prospective client or client, and offer representational advice concerning Greenbook planning opportunities. Insurance sales by a Greenbook affiliate, Greenbook Insurance Services, contain and rely on illustrations provided by insurance companies with which Greenbook Insurance Services has agency agreements. Clients making insurance purchases though Greenbook Insurance Services do so by directly paying insurance companies or through payments made by applicable accounts established in the client(s) name or for the benefit of the client. Those sales are governed by applicable insurance policies issued by insurance companies to the client. Pension plan design and administration relies on information provided to Greenbook by prospective clients or clients, and such design, analysis and recommendations are governed by applicable disclosures contained in that analysis. Asset management and investment analysis is provided by Greenbook Investment Management, Inc. using third party analytical software and money management agreements with non Greenbook investment management firms. Greenbook Investment Management, Inc. does not retain custody of any Greenbook client funds. Asset management is governed by applicable agreements by and between Greenbook Investment Management, Inc. and its clients, and disclosures contained therein. Investment analysis using third party software is governed by disclosures contained therein.

Information contained herein shall not constitute an offer to sell or a solicitation of an offer to buy any securities listed herein in any jurisdiction to any person to whom it is unlawful to make such an offer or solicitation in such jurisdiction. The investment scenarios outlined and/or future presentations are based on historical data and/or are hypothetical and make certain assumption about the rate of return and that dividends and other income are reinvested. Individuals should also note that the projections do not account for the effects of taxes. The projections do not reflect the negative impact of advisory fees, brokerage fees, commission and any other expenses on return. While certain mutual fund shares may be described as no-load the shares are still subject to a management fee, which is in addition to advisory and other fees. An inflation rate that is higher than projected; declining productivity; irregular spending and savings patterns; and other social, political and economic factors could impact the direction of corporate earnings and the stock and/or bond markets, which would negatively affect the return projections. In addition, investment returns and principal values will fluctuate. Investments are neither insured nor guaranteed by the U.S. government or any other entity. Investments may be worth more or less than their original cost. The information has been obtained from sources believed to be reliable, but its accuracy and completeness are not guaranteed. There is no guarantee of future performance. Past performance is not indicative of future results.